Senior Compliance Practitioner

Compliance Officer | Legal & Compliance

About the Role

We are seeking a hands-on Senior Compliance Practitioner to own the regulatory and examination response function. This role is ideal for someone who has personally managed regulatory exams end-to-end—from request letters to final submissions—and who thrives in the details of evidence gathering, response assembly, and regulator interaction.

This is not a purely advisory role. You will be deeply involved in day-to-day compliance operations, working across systems (both modern and legacy) to assemble accurate, defensible regulatory responses.

What You’ll Do

• Lead and execute regulatory and examination responses from start to finish

• Personally draft and/or significantly contribute to written responses for regulatory exams and audits

• Pull, organize, and validate compliance evidence from multiple carrier systems

• Maintain and improve evidence repositories, documentation, and exam preparation materials

• Coordinate with internal stakeholders to ensure timely, accurate submissions

• Serve as a subject-matter expert on how examinations actually work in practice, including regulator interaction and follow-up

Hands-On Experience We’re Looking For

Regulatory & Examination Experience

• Direct experience responding to regulatory exams or audits

• Strong understanding of the full exam lifecycle:
  request receipt → evidence categorization → response assembly → regulator engagement

• Working knowledge of current AI-specific regulatory developments, such as NAIC Model Bulletins, state AI bulletins, and the NAIC AI Systems Evaluation Tool (practical familiarity expected, not expert-level)

Systems & Evidence Management

• Experience retrieving compliance evidence from legacy core systems (e.g., mainframe-era policy administration, legacy claims platforms, or similar)

• Comfortable working in imperfect data environments, including:

  • Manual data extraction

  • Systems that do not integrate

  • Maintaining shadow spreadsheets or trackers when no native system exists

• Understanding where compliance evidence lives across carrier systems and how to access it efficiently

GRC & AI Governance Tools

• Hands-on experience with at least one GRC platform, such as:
  AuditBoard, OneTrust, LogicGate, MetricStream, ServiceNow GRC, Workiva, Hyperproof, or equivalent

• Familiarity with AI governance work, including:

  • AI-specific governance tools or

  • Supporting AI governance committees

  • Assembling AI-related compliance evidence and documentation

Why This Role

• High-impact, visible role at the center of regulatory engagement

• Opportunity to shape and strengthen examination response processes

• Meaningful exposure to evolving AI and technology-driven compliance requirements

• Hands-on work for professionals who enjoy solving complex compliance challenges